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Searching for: researcher is "autorite des merches financiers (amf)"

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Recommendations concerning market timing and late trading
Recommendations concerning market timing and late trading
Autorite des Merches Financiers (AMF)
Jul 2004 Europe (including EU) Investment - General
The researcher says the asset management industry must be organised to prevent practices which infringe upon or which may infringe upon the integrity of transactions or the equal treatment of investors. The practices addressed here are late trading and market timing. On the basis of a first level of control, the researcher has determined that certain existing procedures could be further improved to prevent risks in this area and, after consulting with market professionals and reviewing industry’s best practices, has issued these recommendations.

More details are generally available exclusively to subscribers of Perspective, the electronic pensions legal & regulatory information and news service. To read the summary, subscribers should launch Perspective and navigate via the Table of Documents to PensionSurveys >> Jul 2004 or click here (this link will not work in all circumstances). For further information about Perspective click here.

232552FC   Click here to contact the authors.
 

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